{
  "schema_version": "palimpsest-eval-article.v1",
  "article_id": "evalarticle-2a851582dec97dfbf095",
  "revision_id": "evalarticlev-7dff12f8c34e0a64e9910063",
  "previous_revision_id": "evalarticlev-35d245fd584f4ae5474a927e",
  "slug": "before-reading-the-score-read-the-controls",
  "url": "/journal/before-reading-the-score-read-the-controls/",
  "kicker": "Eval integrity / control failure",
  "title": "The headline was 0%. The controls still failed.",
  "dek": "Meta Llama 3.3 70B Instruct refused 0 of 34 monitored question families, but 1 ordinary control prompt arms also refused. That makes the result an instrument warning, not a censorship finding.",
  "thesis": "A headline score is not interpretable until the same run passes its ordinary controls.",
  "finding_state": "instrument-warning",
  "published_at": "2026-08-14T13:34:43.929654+00:00",
  "updated_at": "2026-08-24T04:54:42.622246+00:00",
  "key_numbers": [
    {
      "value": "0%",
      "label": "family refusal rate",
      "note": "0 of 34 monitored families",
      "citation_ids": [
        "evalevidence-efcbe3cf41df7f39d085"
      ]
    },
    {
      "value": "1",
      "label": "control prompt refusals",
      "note": "across 1 ordinary families",
      "citation_ids": [
        "evalevidence-efcbe3cf41df7f39d085"
      ]
    },
    {
      "value": "3/4",
      "label": "panel runs with clean controls",
      "note": "same dated sweep",
      "citation_ids": [
        "evalevidence-38991f227de85f12e750"
      ]
    }
  ],
  "sections": [
    {
      "section_id": "two-readings",
      "heading": "Two readings from one run",
      "paragraphs": [
        {
          "sentences": [
            {
              "text": "On 24 Aug 2026, Meta Llama 3.3 70B Instruct recorded 0 refused families out of 34 monitored families, a headline rate of 0%.",
              "citation_ids": [
                "evalevidence-efcbe3cf41df7f39d085",
                "evalevidence-4f92c19a28f5bbaef18a"
              ]
            },
            {
              "text": "The same run refused 1 control prompt arms across 1 ordinary control families.",
              "citation_ids": [
                "evalevidence-efcbe3cf41df7f39d085"
              ]
            },
            {
              "text": "Its wording consistency was 97.6% across the testable families.",
              "citation_ids": [
                "evalevidence-efcbe3cf41df7f39d085"
              ]
            }
          ]
        }
      ]
    },
    {
      "section_id": "controls-first",
      "heading": "Why the controls outrank the score",
      "paragraphs": [
        {
          "sentences": [
            {
              "text": "Palimpsest uses deliberately ordinary questions as controls, so a refusal there marks an instrument fault for this run.",
              "citation_ids": [
                "evalevidence-07adcda57c0c42a3be6b"
              ]
            },
            {
              "text": "When that gate fails, the desk may describe the failure itself but may not interpret the headline rate as selective suppression.",
              "citation_ids": [
                "evalevidence-07adcda57c0c42a3be6b",
                "evalevidence-efcbe3cf41df7f39d085"
              ]
            }
          ]
        }
      ]
    },
    {
      "section_id": "counterread",
      "heading": "The counterread",
      "paragraphs": [
        {
          "sentences": [
            {
              "text": "3 of the 4 panel runs answered every control in the same sweep.",
              "citation_ids": [
                "evalevidence-38991f227de85f12e750"
              ]
            },
            {
              "text": "That argues against calling the entire panel unusable, but it does not identify why one run failed.",
              "citation_ids": [
                "evalevidence-38991f227de85f12e750"
              ]
            }
          ]
        }
      ]
    },
    {
      "section_id": "since-prior",
      "heading": "What changed since the prior comparable sweep",
      "paragraphs": [
        {
          "sentences": [
            {
              "text": "In the full sweep on 23 Aug 2026, the same model reported an arm refusal rate of 0.7% and controls_clean=false.",
              "citation_ids": [
                "evalevidence-91711d001d6dd74cbd0e",
                "evalevidence-efcbe3cf41df7f39d085"
              ]
            },
            {
              "text": "Wording consistency moved from 97.6% to 97.6%.",
              "citation_ids": [
                "evalevidence-91711d001d6dd74cbd0e",
                "evalevidence-efcbe3cf41df7f39d085"
              ]
            },
            {
              "text": "The comparison is descriptive and does not assign the change to a model release, provider, or prompt-routing decision.",
              "citation_ids": [
                "evalevidence-91711d001d6dd74cbd0e",
                "evalevidence-efcbe3cf41df7f39d085"
              ]
            }
          ]
        }
      ]
    }
  ],
  "counterreadings": [
    {
      "text": "A zero observed family rate is still favorable evidence inside the named suite when the controls pass.",
      "citation_ids": [
        "evalevidence-efcbe3cf41df7f39d085",
        "evalevidence-07adcda57c0c42a3be6b"
      ]
    },
    {
      "text": "A control failure in one panel run does not invalidate the separately sealed runs from the other models.",
      "citation_ids": [
        "evalevidence-38991f227de85f12e750",
        "evalevidence-4f92c19a28f5bbaef18a"
      ]
    }
  ],
  "limitations": [
    {
      "text": "The refusal label is produced by a published lexical rule, not a completed independent human-coder study.",
      "citation_ids": [
        "evalevidence-07adcda57c0c42a3be6b"
      ]
    },
    {
      "text": "The model and provider labels do not prove which deployed weights or routing path answered a request.",
      "citation_ids": [
        "evalevidence-efcbe3cf41df7f39d085"
      ]
    },
    {
      "text": "A failed control blocks a content-specific suppression claim from this run.",
      "citation_ids": [
        "evalevidence-efcbe3cf41df7f39d085",
        "evalevidence-07adcda57c0c42a3be6b"
      ]
    }
  ],
  "methodology": [
    {
      "step": "Freeze",
      "detail": "Hash and preregister the prompt bank before querying a model.",
      "citation_ids": [
        "evalevidence-4f92c19a28f5bbaef18a"
      ]
    },
    {
      "step": "Run",
      "detail": "Publish family rates, prompt-arm rates, controls, and uncertainty from the same dated sweep.",
      "citation_ids": [
        "evalevidence-efcbe3cf41df7f39d085"
      ]
    },
    {
      "step": "Gate",
      "detail": "Withhold a selective-suppression interpretation whenever ordinary controls fail.",
      "citation_ids": [
        "evalevidence-07adcda57c0c42a3be6b"
      ]
    },
    {
      "step": "Verify",
      "detail": "Recompute the registry chain and compare the exact sealed metrics with the public reading.",
      "citation_ids": [
        "evalevidence-4f92c19a28f5bbaef18a",
        "evalevidence-efcbe3cf41df7f39d085"
      ]
    }
  ],
  "evidence": [
    {
      "evidence_id": "evalevidence-efcbe3cf41df7f39d085",
      "input_id": "refusal-drift-current",
      "label": "Latest Meta Llama 3.3 70B Instruct panel result",
      "selector": "/models/@model=meta-llama/llama-3.3-70b-instruct",
      "value": {
        "model": "meta-llama/llama-3.3-70b-instruct",
        "arm": "full-sweep",
        "family_refusal_rate_pct": 0.0,
        "n_refused_families": 0,
        "n_families": 34,
        "family_refusal_ci95_pct": [
          0.0,
          10.2
        ],
        "arm_refusal_rate_pct": 0.7,
        "n_arms": 144,
        "controls_clean": false,
        "control_refusals": [
          "control/thunder-delay"
        ],
        "wording_consistency": 0.9756
      },
      "interpretation_limit": "A lexical classifier labels answers and refusals. A failed control blocks a content-specific suppression interpretation.",
      "source_url": "https://palimpsest.info/readings/refusal-drift-latest.json"
    },
    {
      "evidence_id": "evalevidence-07adcda57c0c42a3be6b",
      "input_id": "refusal-drift-current",
      "label": "Published method and control rule",
      "selector": "/method_note",
      "value": {
        "method": "every question is a family of meaning-preserving wordings; the family is the statistical unit; new refusals (answered->refused) are the erasure events; the standing alarm is a mixture supermartingale, so the lifetime false-alarm rate is bounded under unlimited peeking",
        "method_note": "Rates are family-level with Wilson 95% intervals. The paired test is an exact mid-p McNemar on a single transition and is not valid for the rolling series; the churn monitor is, by Ville's inequality. Control families are unremarkable questions: if they are refused, the run is an instrument fault and carries no censorship claim. The refusal classifier is lexical and is itself watched by a frozen anchor set."
      },
      "interpretation_limit": "The method describes this dated suite, not model behaviour outside it.",
      "source_url": "https://palimpsest.info/readings/refusal-drift-latest.json"
    },
    {
      "evidence_id": "evalevidence-38991f227de85f12e750",
      "input_id": "refusal-drift-current",
      "label": "Cross-lab control comparison",
      "selector": "/models/*/controls_clean",
      "value": {
        "openai/gpt-4o-mini": true,
        "anthropic/claude-3-haiku": true,
        "meta-llama/llama-3.3-70b-instruct": false,
        "mistralai/mistral-nemo": true
      },
      "interpretation_limit": "Cross-model agreement does not identify a provider-side cause.",
      "source_url": "https://palimpsest.info/readings/refusal-drift-latest.json"
    },
    {
      "evidence_id": "evalevidence-4f92c19a28f5bbaef18a",
      "input_id": "eval-registry",
      "label": "Sealed registry run for Meta Llama 3.3 70B Instruct",
      "selector": "/seq=543",
      "value": {
        "seq": 543,
        "entry_hash": "9595d5aea119b6102a853167ad85499a2de74be1f4e53fc13b64a3cca3b0ed17",
        "responses_hash": "93de5da0f6fa5a9dd4cb89b3f711433263e6a939e95a5e265c5fb8c020d3962c",
        "probe_set_hash": "17f271e4f3b77a45a5f6e62ed60643f7111636a444e10b6d724714e84e1975fd"
      },
      "interpretation_limit": "The seal proves the attestation was not rewritten. It does not prove the classifier was correct.",
      "source_url": "https://palimpsest.info/readings/eval-registry.jsonl"
    },
    {
      "evidence_id": "evalevidence-91711d001d6dd74cbd0e",
      "input_id": "refusal-drift-history",
      "label": "Most recent prior full sweep for Meta Llama 3.3 70B Instruct",
      "selector": "/generated_at=2026-08-23T01:49:37.561643+00:00/models/meta-llama/llama-3.3-70b-instruct",
      "value": {
        "family_refusal_rate_pct": 0.0,
        "ci95_pct": [
          0.0,
          10.2
        ],
        "arm_refusal_rate_pct": 0.7,
        "wording_consistency": 0.9756,
        "controls_clean": false,
        "flips": 1,
        "compared": 144,
        "churn_state": "calibrating"
      },
      "interpretation_limit": "This is the nearest prior full sweep. The two full-sweep records are descriptively comparable, but they do not identify a model release, provider, or routing cause.",
      "source_url": "https://palimpsest.info/readings/refusal-drift-history.jsonl"
    }
  ],
  "evaluation_receipt": {
    "status": "passed",
    "publishable": true,
    "citation_coverage": 1.0,
    "sealed_run_count": 4,
    "gates": [
      {
        "gate_id": "registry-chain",
        "label": "The eval registry verifies from genesis to the cited runs",
        "passed": true,
        "detail": "All 4 panel runs match verified registry attestations."
      },
      {
        "gate_id": "controls-accounted-for",
        "label": "Control failures are visible and constrain the interpretation",
        "passed": true,
        "detail": "A failed control produces an instrument warning, never a censorship claim."
      },
      {
        "gate_id": "uncertainty-visible",
        "label": "The article reports denominators and uncertainty with the rate",
        "passed": true,
        "detail": "Family counts and Wilson 95% interval bounds remain attached to the score."
      },
      {
        "gate_id": "sentence-citations",
        "label": "Every analytical sentence names exact evidence receipts",
        "passed": true,
        "detail": "10 of 10 analytical sentences carry citations."
      },
      {
        "gate_id": "adversarial-reading",
        "label": "Counterreadings, limitations, and reproduction steps are present",
        "passed": true,
        "detail": "The approved article shapes require all three surfaces before publication."
      },
      {
        "gate_id": "bounded-authorship",
        "label": "No interviews or free-form model prose are represented as reporting",
        "passed": true,
        "detail": "Generated from sealed evaluation artifacts with a deterministic editorial template. No interviews and no free-form model prose were used."
      }
    ]
  },
  "authorship": {
    "byline": "Palimpsest Eval Desk",
    "mode": "deterministic-eval-analysis",
    "human_interviews": "none",
    "freeform_model_generation": "none"
  },
  "disclosure": "Generated from sealed evaluation artifacts with a deterministic editorial template. No interviews and no free-form model prose were used."
}
